Stock Exchange & SEBI related Compliance

  • Assistance in Listing of Securities – Equity or Debt Instrument,
  • Monthly submission of details of dematerialization of securities,
  • Co-ordination and submission of the quarterly certificate relating to Secretarial Audit relating to dematerialization.

Co-ordination and Submission of Certificate relating to transfer-cum-demat of shares as required under NSDL / CDSL Bye laws,

  • Submission of quarterly shareholding pattern,
  • Presentation and publication of quarterly results,
  • Submission of Distribution Schedule,
  • Submission of information under Regulation 8 of the SEBI (Substantial Acquisition of Shares & Transfers) Regulations,
  • Co-ordination and submission of half yearly certificate as required under Clause 47 of the Listing Agreement,
  • Managing the formalities related to Book Closure,
  • Payment of Annual Listing fees,
  • Preparation of Annual Report incorporating the necessary requirements of Clause 49 of Corporate Governance,
  • Certificate relating to the quarterly Secretarial Audit for reconciliation as required under notification issued by SEBI,
  • Certificate as required for transfer-cum-demat of Shares as required under the NSDL / CDSL Bye laws,
  • Certificate as required for completion of the transfers as required under Clause 47 of the Listing Agreement,
 SEBI, stock exchange
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