Secretarial Audit is an effective mechanism to make sure of the compliance with the legal and procedural requirements. We provide both Secretarial Audit & Compliance audits services to ensure that your business runs in a very smoothly & lawful manner.
Due diligence is the investigation or exercise of care that a reasonable business or person is expected to take before entering into an agreement or contract with another party or an act with a certain standard of care. It can be a legal obligation, but the term will more commonly apply to voluntary investigations.
In terms of Section 45-IA of the RBI Act, 1934, it is mandatory that every NBFC should be registered with RBI to commence or carry on any business of non-banking financial institution as defined in clause (a) of Section 45 I of the RBI Act, 1934.
Assistance in Listing of Securities – Equity or Debt Instrument, Monthly submission of details of dematerialization of securities, Co-ordination and submission of the quarterly certificate relating to Secretarial Audit relating to dematerialization.